Jun 22,2026 NEWS
Are secretarial firms no longer required to prepare an audit report and submit to the Financial Intelligence & Enforcement Department, Bank Negara (FIED, BNM)? 公司秘书事务所是否已不再需要编制并提交 AML/CFT 审计报告（Audit Rep
When should the secretarial firm conduct independent audit? Are secretarial firm required to conduct an annual audit? What is the scope? Independent Audit
Who can undertake the independent audit function? 谁可以执行 AML/CFT 独立审计职能（Independent Audit Function）？
Can the Board level function be delegated to other Board level committees (i.e. audit or risk)? 董事会（Board）层面的 AML/CFT 职责是否可以委派给其他董事会委员会（例如审计委员会或风险管理委员会）？
What forms of employee training are acceptable? 哪些形式的员工培训（Employee Training）是可接受的？
Would trigger events such as transaction monitoring, periodic negative news screening suffices as the parameter for rescreening?Transaction MonitoringPeriodic Negative News Screening
What are the methods to conduct employee screening? 公司秘书事务所可采用哪些方式进行员工筛查（Employee Screening）？
Can screening be differentiated for different employees? 员工筛查（Employee Screening）是否可以根据不同员工而有所不同？
Is there a due date for the appointment of a compliance officer? 是否有规定必须在特定期限内委任合规官（Compliance Officer）？
Must the appointed compliance officer be certified? 被委任的合规官（Compliance Officer）是否必须持有 AML/CFT 认证资格？
