Jun 22,2026 NEWS
For a company secretary with branches, can the compliance officer be centralised at head office? 对于设有多个分行（Branches）的公司秘书事务所，合规官（Compliance Officer）是否可以集中设于总部（Head Office）？
Must the appointed compliance officer be based within the secretarial firm or can be from other subsidiaries within the Group? 被委任的合规官（Compliance Officer）是否必须在公司秘书事务所内部任职，还是可以来自集团（Gro
For a small-sized secretarial firm, can the Director or Manager act as the compliance officer? 对于小型公司秘书事务所（Small-Sized Secretarial Firm），董事（Director）或经理（Manager）是否可以担任合规官（Compliance Offi
What is the expectation when a firm meets the criteria for small-sized secretarial firm in one year, but not in the subsequent year? 如果公司秘书事务所在某一年符合“小型事务所（Small-Sized Secretarial Firm）”标准，但在下
Application for small-sized Company secretary 小型公司秘书事务所（Small-Sized Company Secretary Firm）的 AML/CFT 适用规定
Jun 21,2026 NEWS
For classification of higher risk customers, is there a limit on the indicators to be relied on when assessing a customer’s risk profile? Can company secretaries rely on two or more indicators for deciding to rate the customer as having higher risk? 在
Can company secretaries maintain supporting documents or records in soft copy? 公司秘书是否可以以电子档（Soft Copy）形式保存支持文件或记录？
What is the duration that company secretaries are to maintain the internally generated reports and supporting documents? 公司秘书需要保存内部生成的报告及相关支持文件多久？
Jun 18,2026 NEWS
Should company secretaries continue to submit STRs for the same customer or should company secretaries update the details in the previous STR case filed? 如果同一客户已提交过可疑交易报告（STR），公司秘书是否应继续提交新的 S
What is the threshold for reporting of suspicious transaction? 可疑交易报告（Suspicious Transaction Report, STR）的申报门槛（Threshold）是什么？
